Disclosures

Legal Disclosures

Summit Water Capital Advisors is the working name for the group of entities including Summit Global Management, Inc. as well as various management and operational affiliates.  This site is only intended for clients and interested investors residing in states and countries in which Summit Global Management, Inc. is qualified to conduct investment advisory services.

Summit Global Management, Inc. is an investment adviser registered with the U.S. Securities and Exchange Commission and may only transact business in those states or countries in which it is registered, or qualifies for an exemption or exclusion from registration requirements. For non-clients of the firm, this website is limited to the dissemination of general information pertaining to the investment advisory services of Summit Water Capital Advisors a dba of Summit Global Management, Inc. 

Please contact Summit Water Capital Advisors at 858-546-1777 to find out if we may conduct advisory business in the state or country where you reside. Accordingly, Summit Water Capital Advisors does not, and will not, effect or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, through this website. Any subsequent, direct communication with a prospective client shall be conducted by a Summit Water Capital Advisors representative who is either registered or qualifies for an exemption or exclusion from registration in the state or country where the prospective client resides.

No Investment Advice

This website is not an offer to sell or the solicitation of an offer to buy any security in any jurisdiction where such an offer or solicitation would be illegal. This website is intended for informational purposes only and should not be construed as investment advice or a recommendation to sell or buy any security or other investment, or undertake any investment strategy. It does not constitute a general or personal recommendation or take into account the particular investment objectives, financial situations, or needs of individual investors. The price and value of securities referred to in reports herein will fluctuate. Past performance is not a guide to future performance, future returns are not guaranteed, and a loss of all original capital invested in a security discussed on this website may occur. Certain transactions, including those involving futures, options, and other derivatives, give rise to substantial risk and are not suitable for all investors.

Disclaimers

There are no warranties, expressed or implied, as to the accuracy, completeness, or results obtained from any information set forth on this website. Summit Global Management, Inc. will not be liable to you nor anyone else for any loss or injury resulting directly or indirectly from the use of the information contained on this website, caused in whole or in part by its negligence in compiling, interpreting, reporting or delivering any content. Summit’s officers, directors, employees and/or principals (collectively “Related Persons”) may have positions in and may, from time to time, make purchases or sales of the securities or other investments discussed or evaluated on this website or the reports herein. Summit Global Management, Inc. is an investment adviser registered with the U.S. Securities and Exchange Commission, and may purchase or sell securities and financial instruments discussed on this website on behalf of certain accounts it manages.

Social Media Guidelines

Material provided through social media is for informational purposes only and nothing therein constitutes investment, legal, accounting or tax advice, or a recommendation to buy, sell or hold a security. It should not be assumed that any investments in securities, companies, sectors or markets identified and described were or will be profitable. Historical returns are not predictive of future results.  Social media followers who have a business relationship with any Summit Water Capital Advisors entity or other beneficial interest in commenting are responsible for adhering to any restrictions for interacting online and any obligations to disclose that relationship or interest in their posts. Summit Water is not responsible for the terms of use or privacy or security policies on other websites or social media sites. Summit Water has no responsibility or endorsement for the operations, services, messages, and advertisements that may appear on other websites. Use of these sites is at your own risk.

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